100%
Highest listed pathwayFEV-1 under 40 percent predicted, or FEV-1/FVC under 40 percent, or DLCO(SB) under 40 percent predicted, or maximum exercise capacity under 15 ml/kg/min (with cardiac or respiratory limitation), or cor pulmonale, right ventricular hypertrophy, pulmonary hypertension, an acute respiratory failure episode, or a need for outpatient oxygen therapy.
What separates the next level: The 60% tier uses the same four pulmonary-function measures at less severe thresholds, with no severe-clinical-finding alternative.
Review CFR criteria, examples, and evidence
- Official CFR language
- FEV-1 less than 40 percent of predicted value, or; the ratio of Forced Expiratory Volume in one second to Forced Vital Capacity (FEV-1/FVC) less than 40 percent, or; Diffusion Capacity of the Lung for Carbon Monoxide by the Single Breath Method (DLCO (SB)) less than 40-percent predicted, or; maximum exercise capacity less than 15 ml/kg/min oxygen consumption (with cardiac or respiratory limitation), or; cor pulmonale (right heart failure), or; right ventricular hypertrophy, or; pulmonary hypertension (shown by Echo or cardiac catheterization), or; episode(s) of acute respiratory failure, or; requires outpatient oxygen therapy.
- Qualification explanation
- Any single one of the nine listed alternatives independently reaches this tier -- a severe clinical finding alone (for example, documented cor pulmonale) is just as sufficient as a qualifying pulmonary-function value. Notes (1) and (2) each independently reach this same 100 percent tier through a wholly different route (unresolved pleurisy with empyema, or a recent total spontaneous pneumothorax) -- see their own learning topics.
- Examples
- Records document FEV-1 of 32 percent predicted, with no other findings.; Records document normal pulmonary function testing, but confirm cor pulmonale by echocardiogram.
- Medical evidence
- Respiratory Conditions DBQ; Pulmonary function test results (spirometry, DLCO); Echocardiogram or cardiac catheterization records; Treatment records documenting oxygen therapy
- Functional impact examples
- Severe pulmonary impairment or a serious cardiopulmonary complication requiring intensive management.
- Common misconceptions
- A severe clinical finding (like cor pulmonale) alone is sufficient -- normal pulmonary function test results elsewhere do not prevent this tier from applying.; This exact same 100 percent tier text applies identically across all 6 diagnosis labels in this hub -- the diagnosis label does not change the criteria.; Cor pulmonale reached here cannot ALSO be separately rated or combined under the heart-conditions schedule -- 38 CFR 4.104's own Note (1) directs it to be evaluated as part of the pulmonary condition that causes it, not as a separate secondary heart disease rating.
- Related topics
- shared restrictive lung ladder; Note (1) pleurisy with empyema; Note (2) spontaneous pneumothorax
- Source context
- 38 CFR 4.97; 6840-6845; Current DC 6840-6845 educational pathway. A pending rulemaking (RIN 2900-AQ72) proposes absorbing this range into a new universal General Rating Formula for Respiratory Conditions, expanding qualifying PFT results to include FEV-1/FVC and METs; not yet finalized.